Exit CAMS Certified Anti-Money Laundering Specialist (the 6th edition)
Question 4 of 5
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Q4 Multiple choice

Which factors specific to the securities industry increase the exposure to money laundering risk? (Select
Two.)

Select all that apply.

  • A

    The increase of sector-specific guidance

  • B

    The practice of brokerage firms maintaining securities as nominees

  • C

    The complexity of the securities business

  • D

    The link to sanctioned countries

  • E

    The speed of the transactions

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