Exit FINRA-SERIES-6 FINRA Investment Company and Variable Contracts Products Representative (IR)
Question 1 of 5
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Q1 Single choice

Which of the following would be required to register as an investment company?

I. a non-diversified management company
II. a unit investment trust III. a face-amount certificate company

  • A

    I, II, and III

  • B

    II only

  • C

    II and III only

  • D

    I and II only

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