Exit FINRA-SIE FINRA Securities Industry Essentials (SIE)
Question 1 of 5
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Q1 Single choice

Which of the following best describes a primary market transaction?

  • A

    Trading between two investors on an exchange

  • B

    A corporation issuing new shares to investors

  • C

    A broker-dealer matching buy and sell orders

  • D

    An investor selling shares through a market maker

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