Exit FINRA-SIE FINRA Securities Industry Essentials (SIE)
Question 4 of 5
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Q4 Single choice

A customer wants to open an account to trade covered calls and puts.

Which of the following communications must be provided to the customer prior to approving the account for trading?

  • A

    Prospectus

  • B

    MSRB Investor Brochure

  • C

    Margin disclosure statement

  • D

    Options disclosure document (ODD)

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